Re: [plasma] Clarification of how client applications handle the LockBox in client in <plasma:GetCMSToken> elements

"Jim Schaad" <ietf@augustcellars.com> Mon, 26 November 2012 04:54 UTC

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From: Jim Schaad <ietf@augustcellars.com>
To: 'Ed Simon' <Ed.Simon@titus.com>, 'Trevor Freeman' <trevorf@exchange.microsoft.com>, plasma@ietf.org
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Date: Sun, 25 Nov 2012 20:54:33 -0800
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Subject: Re: [plasma] Clarification of how client applications handle the LockBox in client in <plasma:GetCMSToken> elements
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Ed,

I agree with most of this, however there are two things

1.  Currently one can place an arbitrary structure inside of the Leaf
element.  Do you believe that is insufficient or do we really need to have
the extra layer of the <PolicyParameters> element added?

2.  At the end you say that there is a needed change to the LockBox element.
I am not clear what this change would be.  Is it the <PolicyParameters>
element above or something else?

Jim
  

> -----Original Message-----
> From: Ed Simon [mailto:Ed.Simon@titus.com]
> Sent: Sunday, November 25, 2012 2:15 PM
> To: Jim Schaad; 'Trevor Freeman'; plasma@ietf.org
> Subject: RE: [plasma] Clarification of how client applications handle the
> LockBox in client in <plasma:GetCMSToken> elements
> 
> Upon pondering this further, I think it is important to distinguish
between
> attributes that act as parameters to the policy the user wishes to enforce
for
> the message/document and those attributes used by the PLASMA server to
> permit/deny the GetCMSToken request.
> 
> For attributes that are policy parameters, these should be specified as
part of
> the PLASMA <GetCMSToken> element inside the <Leaf> child element
> (which identifies the policy the user selects to govern the
> message/document (should <Leaf> be renamed to <Policy> perhaps?)).
> 
> For attributes that are used to determine whether the user can perform a
> GetCMSToken request, these should be specified outside the PLASMA
> <GetCMSToken> element.
> 
> Reworking my prior example to reflect this design...
> 
> >>>
>   <Request xmlns="urn:oasis:names:tc:xacml:3.0:core:schema:wd-17"
> CombinedDecision="false" ReturnPolicyIdList="false">
> 
>     <Attributes Category="urn:oasis:names:tc:xacml:3.0:attribute-
> category:action">
>       <Attribute AttributeId="urn:plasma:action-id"
IncludeInResult="false">
>         <AttributeValue
> DataType="http://www.w3.org/2001/XMLSchema#string">GetCMSToken</
> AttributeValue>
>       </Attribute>
>     </Attributes>
>     <Attributes Category="urn:ietf:plasma:data">
>       <Attribute AttributeId="urn:plasma:data-id" IncludeInResult="false">
>         <AttributeValue
> DataType="http://www.w3.org/2001/XMLSchema#string">
>           <GetCMSToken xmlns="urn:ietf:schema:plasma:1.0">
>             <Leaf
PolicyId="urn:example:policies:only-allow-these-recipients-to-
> decrypt-this-email">
>               <PolicyParameters>
> 
>               <!-- Specify parameters to the protection policy that the
user has
> specified here (note switch back to XACML namespace in this example, but
> contents of <PolicyParameters> could by in any namespace) -->
> 
>     <Attributes Category="urn:oasis:names:tc:xacml:3.0:attribute-
> category:access-subject"
> xmlns="urn:oasis:names:tc:xacml:3.0:core:schema:wd-17">
>       <Attribute
AttributeId=""urn:oasis:names:tc:xacml:1.0:subject:subject-
> id"" IncludeInResult="false">
>         <AttributeValue DataType="urn:oasis:names:tc:xacml:1.0:data-
> type:rfc822Name">Alice@example.org</AttributeValue>
>       </Attribute>
>       <Attribute
AttributeId=""urn:oasis:names:tc:xacml:1.0:subject:subject-
> id"" IncludeInResult="false">
>         <AttributeValue DataType="urn:oasis:names:tc:xacml:1.0:data-
> type:rfc822Name">Bob@example.org</AttributeValue>
>       </Attribute>
>       <Attribute
AttributeId=""urn:oasis:names:tc:xacml:1.0:subject:subject-
> id"" IncludeInResult="false">
>         <AttributeValue DataType="urn:oasis:names:tc:xacml:1.0:data-
> type:rfc822Name">Carl@example.org</AttributeValue>
>       </Attribute>
>     </Attributes>
> 
>               </PolicyParameters>
>             </Leaf>
>             <Hash>
>               <DigestMethod xmlns="http://www.w3.org/2000/09/xmldsig#"
> Algorithm ="http://www.w3.org/2001/04/xmlenc#sha256"/>
>               <DigestValue
> xmlns="http://www.w3.org/2000/09/xmldsig#">hrQkL07h1qZhPhgLXKlL0dV
> eFLAbUVy0no05EGDzK2Q=</DigestValue>
>             </Hash>
>             <CEK>1BF2BEB249EE8EF2CB373E9800AC6F01</CEK>
>           </GetCMSToken>
>         </AttributeValue>
>       </Attribute>
>     </Attributes>
> 
>     <!-- Specify XACML attributes that may be used to determine whether
the
> user can execute the GetCMSToken request as regular XACML attributes
> (example below) -->
> 
>     <Attributes Category="urn:example:attributes-for-determining-whether-
> this-XACML-request-will-be-permitted">
>       <Attribute AttributeId="urn:example:something-1"
> IncludeInResult="false">
>         <AttributeValue DataType="urn:example:something-1-
> format">SomethingSomethingSomethingSomething</AttributeValue>
>       </Attribute>
>       <Attribute AttributeId="urn:example:something-2"
> IncludeInResult="false">
>         <AttributeValue DataType="urn:example:something-2-
>
format">asldkjfalskdjf32434534543dfjalkscxvkljzv2309080kjlkjlkj</AttributeV
> alue>
>       </Attribute>
>     </Attributes>
> 
>   </Request>
> <<<
> 
> Because of the stateless nature of PLASMA, there would also need to be a
> corresponding change to PLASMA-defined LockBox structure for the
> label/policy in order to store the policy parameter information.
> 
> Ed
> ________________________________________
> From: plasma-bounces@ietf.org [plasma-bounces@ietf.org] on behalf of Ed
> Simon [Ed.Simon@titus.com]
> Sent: Wednesday, November 21, 2012 21:52
> To: Jim Schaad; 'Trevor Freeman'; plasma@ietf.org
> Subject: Re: [plasma] Clarification of how client applications handle the
> LockBox in client in <plasma:GetCMSToken> elements
> 
> I propose, as a strawman proposal, that when policies require the sender's
> recipient list, they should be specified through XACML access-subject
> attributes, NOT PLASMA-specific attributes (e.g. within
> <plasma:GetCMSToken>). My position would be that PLASMA should only
> supplement XACML's pre-defined attributes where necessary, not create
> PLASMA-specified attributes where existing XACML-specified attributes are
> already defined and are sufficient. Hence my position at the moment is I
> would NOT change the current PLASMA semantics of <plasma:Recipient>
> which is specifically for specifying a lockbox for a recipient (though I
agree
> with Jim that the name of the element should be changed to <LockBoxes> to
> avoid confusion) and, instead indicate in the specification, that when a
policy
> processing depends on knowing the list of recipients, that those
recipients
> be specified through a XACML <Attributes> category for subjects which
> specifies the recipients through XACML access-subject att  ributes.
> 
> Besides a list of recipients, I can imagine other policy-specific
information that
> could be used in a GetCMSToken request. Like the list of recipients, such
> policy-specific information would also be included through non-PLASMA-
> specific, XACML attributes.
> 
> For example, a XACML request for GetCMSToken which needs to specify the
> list of recipients and other info could look like this...
> 
>   <Request xmlns="urn:oasis:names:tc:xacml:3.0:core:schema:wd-17"
> CombinedDecision="false" ReturnPolicyIdList="false">
>     <Attributes Category="urn:oasis:names:tc:xacml:3.0:attribute-
> category:action">
>       <Attribute AttributeId="urn:plasma:action-id"
IncludeInResult="false">
>         <AttributeValue
> DataType="http://www.w3.org/2001/XMLSchema#string">GetCMSToken</
> AttributeValue>
>       </Attribute>
>     </Attributes>
>     <Attributes Category="urn:ietf:plasma:data">
>       <Attribute AttributeId="urn:plasma:data-id" IncludeInResult="false">
>         <AttributeValue
> DataType="http://www.w3.org/2001/XMLSchema#string">
>           <GetCMSToken xmlns="urn:ietf:schema:plasma:1.0">
>             <Leaf
PolicyId="urn:example:policies:only-allow-recipients-to-decrypt-
> this-email"/>
>             <Hash>
>               <DigestMethod xmlns="http://www.w3.org/2000/09/xmldsig#"
> Algorithm ="http://www.w3.org/2001/04/xmlenc#sha256"/>
>               <DigestValue
> xmlns="http://www.w3.org/2000/09/xmldsig#">hrQkL07h1qZhPhgLXKlL0dV
> eFLAbUVy0no05EGDzK2Q=</DigestValue>
>             </Hash>
>             <CEK>1BF2BEB249EE8EF2CB373E9800AC6F01</CEK>
>           </GetCMSToken>
>         </AttributeValue>
>       </Attribute>
>     </Attributes>
> 
> <!-- Ed's NEW STUFF BEGINS HERE! -->
> 
>     <Attributes Category="urn:oasis:names:tc:xacml:3.0:attribute-
> category:access-subject">
>       <Attribute
AttributeId=""urn:oasis:names:tc:xacml:1.0:subject:subject-
> id"" IncludeInResult="false">
>         <AttributeValue DataType="urn:oasis:names:tc:xacml:1.0:data-
> type:rfc822Name">Alice@example.org</AttributeValue>
>       </Attribute>
>       <Attribute
AttributeId=""urn:oasis:names:tc:xacml:1.0:subject:subject-
> id"" IncludeInResult="false">
>         <AttributeValue DataType="urn:oasis:names:tc:xacml:1.0:data-
> type:rfc822Name">Bob@example.org</AttributeValue>
>       </Attribute>
>       <Attribute
AttributeId=""urn:oasis:names:tc:xacml:1.0:subject:subject-
> id"" IncludeInResult="false">
>         <AttributeValue DataType="urn:oasis:names:tc:xacml:1.0:data-
> type:rfc822Name">Carl@example.org</AttributeValue>
>       </Attribute>
>     </Attributes>
> 
>     <Attributes Category="urn:example:some-other-attributes-related-to-
> processing-this-policy">
>       <Attribute AttributeId="urn:example:something-1"
> IncludeInResult="false">
>         <AttributeValue DataType="urn:example:something-1-
> format">SomethingSomethingSomethingSomething</AttributeValue>
>       </Attribute>
>       <Attribute AttributeId="urn:example:something-2"
> IncludeInResult="false">
>         <AttributeValue DataType="urn:example:something-2-
>
format">asldkjfalskdjf32434534543dfjalkscxvkljzv2309080kjlkjlkj</AttributeV
> alue>
>       </Attribute>
>     </Attributes>
> 
>   </Request>
> 
> 
> Ed
> ________________________________________
> From: Jim Schaad [ietf@augustcellars.com]
> Sent: Wednesday, November 21, 2012 01:39
> To: 'Trevor Freeman'; Ed Simon; plasma@ietf.org
> Subject: RE: [plasma] Clarification of how client applications handle the
> LockBox in client in <plasma:GetCMSToken> elements
> 
> What does it mean to have a recipient list if you are not looking at
Email?
> 
> If one has a recipient list, and that recipient list is updated during
processing
> (for example mail list expansion) does that change the original policy set
by
> the sender?
> 
> I should have called the structure <LockBoxes> rather than <Recipients> to
> prevent the confusion.  However, I can see that this could be an input
that is
> of interest to the policy.  However doing so means that we have to figure
out
> what it means in a number of different cases that I am currently not ready
to
> think about
> 
> Jim
> 
> 
> > -----Original Message-----
> > From: Trevor Freeman [mailto:trevorf@exchange.microsoft.com]
> > Sent: Tuesday, November 20, 2012 2:46 PM
> > To: Jim Schaad; 'Ed Simon'; plasma@ietf.org
> > Subject: RE: [plasma] Clarification of how client applications handle
> > the LockBox in client in <plasma:GetCMSToken> elements
> >
> > Hi Jim,
> >
> > The list of recipients for a message is a single list per message.
> > There
> are no
> > policy dependent recipient lists.  The need for the list is policy
> dependent but
> > One or more policies may want that data as input to the policy. It
> > seems pointless duplication to include the list of recipients as part
> > of the
> policy as
> > you have to repeat the same data to each policy.
> >
> > We have a per-message recipient list structure defined. If the lock
> > box element is optional, we can use the same structure for both #1 and
> > #2
> below
> > i.e. if I just want a recipient list with no lock boxes or if I want a
> recipient list
> > with lock boxes.
> >
> > Trevor
> >
> >
> > -----Original Message-----
> > From: Jim Schaad [mailto:ietf@augustcellars.com]
> > Sent: Monday, November 19, 2012 8:11 PM
> > To: Trevor Freeman; 'Ed Simon'; plasma@ietf.org
> > Subject: RE: [plasma] Clarification of how client applications handle
> > the LockBox in client in <plasma:GetCMSToken> elements
> >
> >
> >
> > > -----Original Message-----
> > > From: Trevor Freeman [mailto:trevorf@exchange.microsoft.com]
> > > Sent: Monday, November 19, 2012 2:18 PM
> > > To: Jim Schaad; 'Ed Simon'; plasma@ietf.org
> > > Subject: RE: [plasma] Clarification of how client applications
> > > handle the LockBox in client in <plasma:GetCMSToken> elements
> > >
> > > Hi Jim,
> > >
> > > Let me restate things to see if I understood you correctly.
> > >
> > > The list of recipient is one per message not one per policy. While
> > > one or
> > more
> > > policies may require the list be supplied; only one list would be
> > > included
> > in
> > > the GetCMSToken request via the recipient structure.
> > >
> > > < Recipient>
> > > <Subject>lisa@simpsons.com</Subject>
> > > </Recipient>
> > > < Recipient>
> > > <Subject>bart@simpsons.com</Subject>
> > > </Recipient>
> >
> > No that is not correct.
> >
> > There are three distinct ways that a list of recipients may be
> > supplied to
> the
> > system.  These each have different outcomes.
> >
> > 1.  A recipient may be supplied with a lock box created by the sender.
> This
> > supports a mode where the Plasma server does not know the CEK.   This is
> > done through the <Recipient/> element.  (As you did below here)
> >
> > 2.  A recipient list may be supplied as part of a policy.   This allows
> for
> > a policy to have a set of names to evaluate as part of the policy.
> > This
> will
> > (normally) be combined with giving a CEK to the server and allowing it
> > to determine who gets the CEK back.
> >
> > 3.  A recipient lists specific to email may be provided as part of the
> input data.
> > This behavior (perhaps not currently in the document) is provided for
> > the purpose of doing pre-authorization of gateways and is specific to
email.
> >
> >
> > Currently the above is better expressed as
> >
> > Policy=basic Policy
> > BasicPolicy Recipient List is "lisa@simpsons.com bart@simpsons.com"
> >
> > Jim
> >
> > >
> > > Policies may also require that lock boxes be generated for receipts
> > > rather than supply the CEK to the Plasma server. In that instance,
> > > the list of
> > receipts
> > > together with the associated lock box would be included in the
> > > GetCMSToken request.
> > >
> > > < Recipient>
> > > <Subject>lisa@simpsons.com</Subject>
> > > <LockBox>123456789</LockBox>
> > > </Recipient>
> > > < Recipient>
> > > <Subject>bart@simpsons.com</Subject>
> > > <LockBox>abcdef</LockBox>
> > > </Recipient>
> > >
> > > Trevor
> > >
> > > -----Original Message-----
> > > From: plasma-bounces@ietf.org [mailto:plasma-bounces@ietf.org] On
> > > Behalf Of Jim Schaad
> > > Sent: Monday, November 19, 2012 1:58 PM
> > > To: 'Ed Simon'; plasma@ietf.org
> > > Subject: Re: [plasma] Clarification of how client applications
> > > handle the LockBox in client in <plasma:GetCMSToken> elements
> > >
> > >
> > >
> > > > -----Original Message-----
> > > > From: plasma-bounces@ietf.org [mailto:plasma-bounces@ietf.org] On
> > > > Behalf Of Ed Simon
> > > > Sent: Saturday, November 17, 2012 1:07 PM
> > > > To: plasma@ietf.org
> > > > Subject: Re: [plasma] Clarification of how client applications
> > > > handle the LockBox in client in <plasma:GetCMSToken> elements
> > > >
> > > > Based on discussions with others on this mailing list, and
> > > >
> > > > http://www.ietf.org/mail-archive/web/plasma/current/msg00118.html
> > > >
> > > > ...I have drawn up the following three scenarios regarding the
> > > construction of
> > > > the <GetCMSToken> element sent to the PLASMA Server by the
> Sending
> > > > Agent, and the construction of the LockBox by the PLASMA Server.
> > > >
> > > > Does what I've described in these scenarios, particularly Scenario
> > > > B in
> > > which
> > > > the Sending Agent leaves it to the PLASMA Server to construct a
> > > > LockBox
> > > for
> > > > a named recipient, sound reasonable? Scenario B follows from the
text
> > > >    "Additionally the Plasma server could return the standard
> > > >    recipient info structures to be added to the message for
recipients
> > > >    if it can pre-authorize them to have access the message and
> > > > knows
> the
> > > >    appropriate keying material."
> > > > in the PLASMA Service CMS Processing v2 document.
> > >
> > > This text is intended to deal with the case of creating lockboxes
> > > for
> > entities
> > > such as virus checking gateways in a mail system.  The lockboxes
> > > that are being returned with here are placed parallel to the Plasma
> > > Lockbox in the CMS Enveloped data object and are not embedded into
> > > the lockbox created by the Plasma server.
> > >
> > > >
> > > > Here are the scenarios:
> > > >
> > > > Scenario A: The Sending Agent does NOT share the CEK with the
> > > > PLASMA server and specifies a limited set of recipients who can
> > > > decrypt the
> > > message
> > > > (for example, due to section 7.2.2 of PLASMA Service Trust
> > > > processing
> > v3).
> > > >
> > > > Sending Agent: In the <GetCMSToken> element of the PLASMA
> Request,
> > > the
> > > > sender will construct a <Recipient> list specifying, for each
> > > recipient, both
> > > > the <Subject> element (to identify the recipient), and the
> > > > <LockBox> element to contain the encrypted CEK for that recipient
> > > > (encrypted so only that recipient can decrypt it). There will be
> > > > no <CEK>
> element.
> > > >
> > > > PLASMA Server: Will construct an ASN.1 PLASMA LockBox (as
> > > > described in PLASMA Service CMS Processing v2). The LockBox
> > > > constructed by the PLASMA Server will comprise, in the
> > > > namedRecipients, the LockBox-es provided by the Sending Agent.
> > > > There will be no defaultRecipients
> > > structure.
> > > > Note that in this scenario, the PLASMA Server will not be able,
> > > > barring
> > > further
> > > > communication with the Sending Agent, be able to supplement the
> > > > list of recipients.
> > >
> > > This looks correct
> > >
> > > >
> > > > Scenario B: The sender shares the CEK with the PLASMA server and
> > > > specifies a limited set of recipients who can decrypt the message
> > > > (for example,
> > > again,
> > > > due to section 7.2.2 of PLASMA Trust processing). For each
> > > > recipient specified, there may or may not be a LockBox specified
> > > > by the Sending Agent.
> > > >
> > > > Sending Agent: In the <GetCMSToken> element of the PLASMA
> Request,
> > > the
> > > > sender will construct a <Recipient> list specifying, for each
> > > recipient, both
> > > > the <Subject> element (to identify the recipient), and,
> > > > optionally, the <LockBox> element to contain the encrypted CEK for
> > > > that recipient (encrypted so only that recipient can decrypt it).
> > > > The Sending Agent will
> > > also
> > > > construct a <CEK> element to contain the CEK.
> > > >
> > > > PLASMA Server: Where a LockBox for a recipient was specified by
> > > > the Sending Agent, it will be treated as in Scenario A; otherwise,
> > > > the PLASMA Server will create a LockBox for that recipient to
> > > > populate the namedRecipients structure. It will also create a
> > > > defaultRecipients
> > > structure
> > > > using the CEK provided by the Sending Agent. Note that in this
> > > > scenario,
> > > the
> > > > PLASMA Server will be able to, independently of the Sending Agent,
> > > > be able to supplement the list of recipients.
> > > >
> > > > Note that for Scenario B, the schema definition for the <LockBox>
> > > > element will need to have the attribute minOccurs=0.
> > >
> > > This is not currently an envisioned scenario in terms of the Plasma
> > > server creating the lock boxes at send time.  Currently if there is
> > > a list of
> > recipients
> > > that the sender does not create lockboxes for, it is envisioned that
> > > this
> > would
> > > be handled as part of the policy set on the message.  The Plasma
> > > server would then deal with potentially creating a lock box (as
> > > oppose to
> > returning a
> > > bare key) when the recipient tries to get the key from the server.
> > >
> > > >
> > > > Scenario C: The Sending Agent shares the CEK with the PLASMA
> > > > server and does NOT specify any recipients.
> > > >
> > > > Sending Agent: The Sending Agent will also construct a <CEK>
> > > > element to contain the CEK; no <Recipient> element will be created.
> > > >
> > > > PLASMA Server: The PLASMA Server will also create a
> > > > defaultRecipients structure using the CEK provided by the Sending
> > > > Agent; it may or may not create a namedRecipients structure
> > > > (populated independently of the Sending Agent). As in Scenario B,
> > > > the PLASMA Server will be able to, independently of the Sending
> > > > Agent, be able to supplement the list of recipients.
> > >
> > > This is what I would expect to see.
> > >
> > > Jim
> > >
> > > >
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> > > > plasma@ietf.org
> > > > https://www.ietf.org/mailman/listinfo/plasma
> > >
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> > > plasma@ietf.org
> > > https://www.ietf.org/mailman/listinfo/plasma
> 
> 
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