Minor revisions of the SMTP extensions documents
Ned Freed <NED@sigurd.innosoft.com> Sat, 07 May 1994 09:14 UTC
Received: from ietf.nri.reston.va.us by IETF.CNRI.Reston.VA.US id aa01561; 7 May 94 5:14 EDT
Received: from CNRI.RESTON.VA.US by IETF.CNRI.Reston.VA.US id aa01557; 7 May 94 5:14 EDT
Received: from dimacs.rutgers.edu by CNRI.Reston.VA.US id aa01908; 7 May 94 5:14 EDT
Received: by dimacs.rutgers.edu (5.59/SMI4.0/RU1.5/3.08) id AA24596; Sat, 7 May 94 04:56:39 EDT
Received: from SIGURD.INNOSOFT.COM by dimacs.rutgers.edu (5.59/SMI4.0/RU1.5/3.08) id AA24592; Sat, 7 May 94 04:56:27 EDT
Received: from SIGURD.INNOSOFT.COM by SIGURD.INNOSOFT.COM (PMDF V4.4-0 #1234) id <01HC1GXSUBMO8Y52FD@SIGURD.INNOSOFT.COM>; Sat, 7 May 1994 01:56:14 PDT
Date: Sat, 07 May 1994 01:52:37 -0700
Sender: ietf-archive-request@IETF.CNRI.Reston.VA.US
From: Ned Freed <NED@sigurd.innosoft.com>
Subject: Minor revisions of the SMTP extensions documents
In-Reply-To: Your message dated "Fri, 06 May 1994 14:13:42 -0400" <9405061413.aa04662@IETF.CNRI.Reston.VA.US>
To: Internet-Drafts@CNRI.Reston.VA.US
Cc: ietf-smtp@dimacs.rutgers.edu
Message-Id: <01HC1H5YDSUE8Y52FD@SIGURD.INNOSOFT.COM>
Mime-Version: 1.0
Content-Type: MULTIPART/MIXED; BOUNDARY="Boundary (ID t37cp/gnA0zFNYPQV6V0NQ)"
I recently realized that the latest versions of these documents aren't the ones in the Internet-Drafts area. Please update them with the new versions provided below. The changes are incredibly minor. A clarifying sentence was added to the base extensions document and to the size extensions, specifying that only a single occurrence of the parameter is allowed. Some wordsmithing was done to the 8bitMIME and pipelining documents. No protocol changes have been made at all. Ned
Network Working Group John Klensin, WG Chair Internet Draft Ned Freed, Editor <draft-ietf-smtpext-extensions-01.txt> Marshall Rose Einar Stefferud David Crocker SMTP Service Extensions May 6, 1994 Status of this Memo This document is an Internet-Draft. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet- Drafts. Internet-Drafts are draft documents valid for a maximum of six months. Internet-Drafts may be updated, replaced, or obsoleted by other documents at any time. It is not appropriate to use Internet-Drafts as reference material or to cite them other than as a "working draft" or "work in progress". To learn the current status of any Internet-Draft, please check the 1id-abstracts.txt listing contained in the Internet-Drafts Shadow Directories on ds.internic.net, nic.nordu.net, ftp.isi.edu, or munnari.oz.au. This draft is intended to supercede RFC 1425. 1. Abstract This memo defines a framework for extending the SMTP service by defining a means whereby a server SMTP can inform a client SMTP as to the service extensions it supports. Standard extensions to the SMTP service are registered with the IANA. This framework does not require modification of existing SMTP clients or servers unless the features of the service extensions are to be requested or provided. Internet Draft SMTP Service Extensions May 1994 2. Introduction The Simple Mail Transfer Protocol (SMTP) [1] has provided a stable, effective basis for the relay function of message transfer agents. Although a decade old, SMTP has proven remarkably resilient. Nevertheless, the need for a number of protocol extensions has become evident. Rather than describing these extensions as separate and haphazard entities, this document enhances SMTP in a straightforward fashion that provides a framework in which all future extensions can be built in a single consistent way. 3. Framework for SMTP Extensions For the purpose of service extensions to SMTP, SMTP relays a mail object containing an envelope and a content. (1) The SMTP envelope is straightforward, and is sent as a series of SMTP protocol units: it consists of an originator address (to which error reports should be directed); a delivery mode (e.g., deliver to recipient mailboxes); and, one or more recipient addresses. (2) The SMTP content is sent in the SMTP DATA protocol unit and has two parts: the headers and the body. The headers form a collection of field/value pairs structured according to RFC 822 [2], whilst the body, if structured, is defined according to MIME [3]. The content is textual in nature, expressed using the US ASCII repertoire (ANSI X3.4-1986). Although extensions (such as MIME) may relax this restriction for the content body, the content headers are always encoded using the US ASCII repertoire. The algorithm defined in [4] is used to represent header values outside the US ASCII repertoire, whilst still encoding them using the US ASCII repertoire. Although SMTP is widely and robustly deployed, some parts of the Internet community might wish to extend the SMTP service. This memo defines a means whereby both an extended SMTP client and server may recognize each other as such and the server can inform the client as to the service extensions that it supports. Expires November 1994 [Page 2] Internet Draft SMTP Service Extensions May 1994 It must be emphasized that any extension to the SMTP service should not be considered lightly. SMTP's strength comes primarily from its simplicity. Experience with many protocols has shown that: protocols with few options tend towards ubiquity, whilst protocols with many options tend towards obscurity. This means that each and every extension, regardless of its benefits, must be carefully scrutinized with respect to its implementation, deployment, and interoperability costs. In many cases, the cost of extending the SMTP service will likely outweigh the benefit. Given this environment, the framework for the extensions described in this memo consists of: (1) a new SMTP command (section 4) (2) a registry of SMTP service extensions (section 5) (3) additional parameters to the SMTP MAIL FROM and RCPT TO commands (section 6). 4. The EHLO command A client SMTP supporting SMTP service extensions should start an SMTP session by issuing the EHLO command instead of the HELO command. If the SMTP server supports the SMTP service extensions it will give a successful response (see section 4.3), a failure response (see 4.4), or an error response (4.5). If the SMTP server does not support any SMTP service extensions it will generate an error response (see section 4.5). 4.1. Changes to RFC 821 RFC 821 states that the first command in an SMTP session must be the HELO command. This requirement is hereby amended to allow a session to start with either EHLO or HELO. Expires November 1994 [Page 3] Internet Draft SMTP Service Extensions May 1994 4.2. Command syntax The syntax for this command, using the ABNF notation of [2], is: ehlo-cmd ::= "EHLO" SP domain CR LF If successful, the server SMTP responds with code 250. On failure, the server SMTP responds with code 550. On error, the server SMTP responds with one of codes 500, 501, 502, 504, or 421. This command is issued instead of the HELO command, and may be issued at any time that a HELO command would be appropriate. That is, if the EHLO command is issued, and a successful response is returned, then a subsequent HELO or EHLO command will result in the server SMTP replying with code 503. A client SMTP must not cache any information returned if the EHLO command succeeds. That is, a client SMTP must issue the EHLO command at the start of each SMTP session if information about extended facilities is needed. 4.3. Successful response If the server SMTP implements and is able to perform the EHLO command, it will return code 250. This indicates that both the server and client SMTP are in the initial state, that is, there is no transaction in progress and all state tables and buffers are cleared. Normally, this response will be a multiline reply. Each line of the response contains a keyword and, optionally, one or more parameters. The syntax for a positive response, using the ABNF notation of [2], is: ehlo-ok-rsp ::= "250" domain [ SP greeting ] CR LF / ( "250-" domain [ SP greeting ] CR LF *( "250-" ehlo-line CR LF ) "250" SP ehlo-line CR LF ) ; the usual HELO chit-chat greeting ::= 1*<any character other than CR or LF> ehlo-line ::= ehlo-keyword *( SP ehlo-param ) Expires November 1994 [Page 4] Internet Draft SMTP Service Extensions May 1994 ehlo-keyword ::= (ALPHA / DIGIT) *(ALPHA / DIGIT / "-") ; syntax and values depend on ehlo-keyword ehlo-param ::= 1*<any CHAR excluding SP and all control characters (US ASCII 0-31 inclusive)> ALPHA ::= <any one of the 52 alphabetic characters (A through Z in upper case, and, a through z in lower case)> DIGIT ::= <any one of the 10 numeric characters (0 through 9)> CR ::= <the carriage-return character (ASCII decimal code 13)> LF ::= <the line-feed character (ASCII decimal code 10)> SP ::= <the space character (ASCII decimal code 32)> Although EHLO keywords may be specified in upper, lower, or mixed case, they must always be recognized and processed in a case-insensitive manner. This is simply an extension of practices begun in RFC 821. The IANA maintains a registry of standard SMTP service extensions. Associated with each such extension is a corresponding EHLO keyword value. Each service extension registered with the IANA is defined by a standards-track RFC, and such a definition includes: (1) the textual name of the SMTP service extension; (2) the EHLO keyword value associated with the extension; (3) the syntax and possible values of parameters associated with the EHLO keyword value; (4) any additional SMTP verbs associated with the extension (additional verbs will usually be, but are not required to be, the same as the EHLO keyword value); (5) any new parameters the extension associates with the MAIL FROM or RCPT TO verbs; and, Expires November 1994 [Page 5] Internet Draft SMTP Service Extensions May 1994 (6) how support for the extension affects the behavior of a server and client SMTP. In addition, any EHLO keyword value that starts with an upper or lower case "X" refers to a local SMTP service extension, which is used through bilateral, rather than standardized, agreement. Keywords beginning with "X" may not be used in a registered service extension. Any keyword values presented in the EHLO response that do not begin with "X" must correspond to a standard or standards- track SMTP service extension registered with IANA. A conforming server must not offer non "X" prefixed keyword values that are not described in a registered and standardized extension. Additional verbs are bound by the same rules as EHLO keywords; specifically, verbs begining with "X" are local extensions that may not be standardized and verbs not beginning with "X" must always be registered. 4.4. Failure response If for some reason the server SMTP is unable to list the service extensions it supports, it will return code 554. In the case of a failure response, the client SMTP should issue either the HELO or QUIT command. 4.5. Error responses from extended servers If the server SMTP recognizes the EHLO command, but the command argument is unacceptable, it will return code 501. If the server SMTP recognizes, but does not implement, the EHLO command, it will return code 502. If the server SMTP determines that the SMTP service is no longer available (e.g., due to imminent system shutdown), it will return code 421. In the case of any error response, the client SMTP should issue either the HELO or QUIT command. Expires November 1994 [Page 6] Internet Draft SMTP Service Extensions May 1994 4.6. Responses from servers without extensions A server SMTP that conforms to RFC 821 but does not support the extensions specified here will not recognize the EHLO command and will consequently return code 500, as specified in RFC 821. The server SMTP should stay in the same state after returning this code (see section 4.1.1 of RFC 821). The client SMTP may then issue either a HELO or a QUIT command. 4.7. Responses from improperly implemented servers Some SMTP servers are known to disconnect the SMTP transmission channel upon receipt of the EHLO command. The disconnect can occur immediately or after sending a response. Such behavior violates section 4.1.1 of RFC 821, which explicitly states that disconnection should only occur after a QUIT command is issued. Nevertheless, in order to achieve maxmimum interoperablity it is suggested that extended SMTP clients using EHLO be coded to check for server connection closure after EHLO is sent, either before or after returning a reply. If this happens the client must decide if the operation can be successfully completed without using any SMTP extensions. If it can a new connection can be opened and the HELO command can be used. Other improperly-implemented servers will not accept a HELO command after EHLO has been sent and rejected. In some cases, this problem can be worked around by sending a RSET after the failure response to EHLO, then sending the HELO. Clients that do this should be aware that many implementations will return a failure code (e.g., 503 Bad sequence of commands) in response to the RSET. This code can be safely ignored. Expires November 1994 [Page 7] Internet Draft SMTP Service Extensions May 1994 5. Initial IANA Registry The IANA's initial registry of SMTP service extensions consists of these entries: Service Ext EHLO Keyword Parameters Verb Added Behavior ------------- ------------ ---------- ---------- ------------------ Send SEND none SEND defined in RFC 821 Send or Mail SOML none SOML defined in RFC 821 Send and Mail SAML none SAML defined in RFC 821 Expand EXPN none EXPN defined in RFC 821 Help HELP none HELP defined in RFC 821 Turn TURN none TURN defined in RFC 821 which correspond to those SMTP commands which are defined as optional in [5]. (The mandatory SMTP commands, according to [5], are HELO, MAIL, RCPT, DATA, RSET, VRFY, NOOP, and QUIT.) 6. MAIL FROM and RCPT TO Parameters It is recognized that several of the extensions planned for SMTP will make use of additional parameters associated with the MAIL FROM and RCPT TO command. The syntax for these commands, again using the ABNF notation of [2] as well as underlying definitions from [1], is: esmtp-cmd ::= inner-esmtp-cmd [SP esmtp-parameters] CR LF esmtp-parameters ::= esmtp-parameter *(SP esmtp-parameter) esmtp-parameter ::= esmtp-keyword ["=" esmtp-value] esmtp-keyword ::= (ALPHA / DIGIT) *(ALPHA / DIGIT / "-") ; syntax and values depend on esmtp-keyword esmtp-value ::= 1*<any CHAR excluding "=", SP, and all control characters (US ASCII 0-31 inclusive)> ; The following commands are extended to ; accept extended parameters. inner-esmtp-cmd ::= ("MAIL FROM:<" reverse-path ">") / ("RCPT TO:<" forward-path ">") Expires November 1994 [Page 8] Internet Draft SMTP Service Extensions May 1994 All esmtp-keyword values must be registered as part of the IANA registration process described above. This definition only provides the framework for future extension; no extended MAIL FROM or RCPT TO parameters are defined by this RFC. 6.1. Error responses If the server SMTP does not recognize or cannot implement one or more of the parameters associated with a particular MAIL FROM or RCPT TO command, it will return code 555. If for some reason the server is temporarily unable to accomodate one or more of the parameters associated with a MAIL FROM or RCPT TO command, and if the definition of the specific parameter does not mandate the use of another code, it should return code 455. Errors specific to particular parameters and their values will be specified in the parameter's defining RFC. 7. Received: Header Field Annotation SMTP servers are required to add an appropriate Received: field to the headers of all messages they receive. A "with ESMTP" clause should be added to this field when any SMTP service extensions are used. "ESMTP" is hereby added to the list of standard protocol names registered with IANA. 8. Usage Examples (1) An interaction of the form: S: <wait for connection on TCP port 25> C: <open connection to server> S: 220 dbc.mtview.ca.us SMTP service ready C: EHLO ymir.claremont.edu S: 250 dbc.mtview.ca.us says hello ... indicates that the server SMTP implements only those SMTP commands which are defined as mandatory in [5]. Expires November 1994 [Page 9] Internet Draft SMTP Service Extensions May 1994 (2) In contrast, an interaction of the form: S: <wait for connection on TCP port 25> C: <open connection to server> S: 220 dbc.mtview.ca.us SMTP service ready C: EHLO ymir.claremont.edu S: 250-dbc.mtview.ca.us says hello S: 250-EXPN S: 250-HELP S: 250-8BITMIME S: 250-XONE S: 250 XVRB ... indicates that the server SMTP also implements the SMTP EXPN and HELP commands, one standard service extension (8BITMIME), and two non-standard service extensions (XONE and XVRB). (3) Finally, a server that does not support SMTP service extensions would act as follows: S: <wait for connection on TCP port 25> C: <open connection to server> S: 220 dbc.mtview.ca.us SMTP service ready C: EHLO ymir.claremont.edu S: 500 Command not recognized: EHLO ... The 500 response indicates that the server SMTP does not implement the extensions specified here. The client would normally send a HELO command and proceed as specified in RFC 821. See section 4.7 for additional discussion. 9. Security Considerations This RFC does not discuss security issues and is not believed to raise any security issues not already endemic in electronic mail and present in fully conforming implementations of RFC- 821. It does provide an announcement of server mail capabilities via the response to the EHLO verb. However, all information provided by announcement of any of the initial set Expires November 1994 [Page 10] Internet Draft SMTP Service Extensions May 1994 of service extensions defined by this RFC can be readily deduced by selective probing of the verbs required to transport and deliver mail. The security implications of service extensions described in other RFCs should be dealt with in those RFCs. 10. Acknowledgements This document represents a synthesis of the ideas of many people and reactions to the ideas and proposals of others. Randall Atkinson, Craig Everhart, Risto Kankkunen, and Greg Vaudreuil contributed ideas and text sufficient to be considered co-authors. Other important suggestions, text, or encouragement came from Harald Alvestrand, Jim Conklin, Mark Crispin, Frank da Cruz, 'Olafur Gudmundsson, Per Hedeland, Christian Huitma, Neil Katin, Eliot Lear, Harold A. Miller, Dan Oscarsson, Julian Onions, Rayan Zachariassen, and the contributions of the entire IETF SMTP Working Group. Of course, none of the individuals are necessarily responsible for the combination of ideas represented here. Indeed, in some cases, the response to a particular criticism was to accept the problem identification but to include an entirely different solution from the one originally proposed. 11. References [1] J.B. Postel. Simple Mail Transfer Protocol. Request for Comments 821, (August, 1982). [2] D.H. Crocker. Standard for the Format of ARPA Internet Text Messages. Request for Comments 822, (August, 1982). [3] N.S. Borenstein, N. Freed. Multipurpose Internet Mail Extensions. Request for Comments 1521, (September, 1993). [4] K. Moore. Representation of Non-ASCII Text in Internet Message Headers. Request for Comments 1522, (September, 1993). [5] R.T. Braden. Requirements for Internet Hosts - Application and Support. Request for Comments 1123, (October, 1989). Expires November 1994 [Page 11] Internet Draft SMTP Service Extensions May 1994 12. Chair, Editor, and Author Addresses John Klensin, WG Chair United Nations University P.O. Box 500, Charles Street Station Boston, MA 02114-0500 USA tel: +1 617 227 8747 fax: +1 617 491 6266 email: klensin@infoods.unu.edu Ned Freed, Editor Innosoft International, Inc. 1050 East Garvey Avenue South West Covina, CA 91790 USA tel: +1 818 919 3600 fax: +1 818 919 3614 email: ned@innosoft.com Marshall T. Rose Dover Beach Consulting, Inc. 420 Whisman Court Moutain View, CA 94043-2186 USA tel: +1 415 968 1052 fax: +1 415 968 2510 email: mrose@dbc.mtview.ca.us Einar A. Stefferud Network Management Associates, Inc. 17301 Drey Lane Huntington Beach, CA, 92647-5615 USA tel: +1 714 842 3711 fax: +1 714 848 2091 email: stef@nma.com Dave Crocker Silicon Graphics, Inc. 2011 N. Shoreline Blvd. P.O. Box 7311 Mountain View, CA 94039 USA tel: +1 415 390 1804 fax: +1 415 962 8404 email: dcrocker@sgi.com Expires November 1994 [Page 12]
Network Working Group John Klensin, WG Chair Internet Draft Ned Freed, Editor <draft-ietf-smtpext-8bitmime-01.txt> Marshall Rose Einar Stefferud David Crocker SMTP Service Extension for 8bit-MIMEtransport May 6, 1994 Status of this Memo This document is an Internet-Draft. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet- Drafts. Internet-Drafts are draft documents valid for a maximum of six months. Internet-Drafts may be updated, replaced, or obsoleted by other documents at any time. It is not appropriate to use Internet-Drafts as reference material or to cite them other than as a "working draft" or "work in progress". To learn the current status of any Internet-Draft, please check the 1id-abstracts.txt listing contained in the Internet-Drafts Shadow Directories on ds.internic.net, nic.nordu.net, ftp.isi.edu, or munnari.oz.au. This draft is intended to supercede RFC 1426. 1. Abstract This memo defines an extension to the SMTP service whereby an SMTP content body consisting of text containing octets outside of the US ASCII octet range (hex 00-7F) may be relayed using SMTP. Internet Draft SMTP 8bit-MIMEtransport May 1994 2. Introduction Although SMTP is widely and robustly deployed, various extensions have been requested by parts of the Internet community. In particular, a significant portion of the Internet community wishes to exchange messages in which the content body consists of a MIME message [3] containing arbitrary octet-aligned material. This memo uses the mechanism described in [5] to define an extension to the SMTP service whereby such contents may be exchanged. Note that this extension does NOT eliminate the possibility of an SMTP server limiting line length; servers are free to implement this extension but nevertheless set a line length limit no lower than 1000 octets. Given that this restriction still applies, this extension does NOT provide a means for transferring unencoded binary via SMTP. 3. Framework for the 8bit MIME Transport Extension The 8bit MIME transport extension is laid out as follows: (1) the name of the SMTP service extension defined here is 8bit-MIMEtransport; (2) the EHLO keyword value associated with the extension is 8BITMIME; (3) no parameter is used with the 8BITMIME EHLO keyword; (4) one optional parameter using the keyword BODY is added to the MAIL FROM command. The value associated with this parameter is a keyword indicating whether a 7bit message (in strict compliance with [1]) or a MIME message (in strict compliance with [3]) with arbitrary octet content is being sent. The syntax of the value is as follows, using the ABNF notation of [2]: body-value ::= "7BIT" / "8BITMIME" (5) no additional SMTP verbs are defined by this extension; and, (6) the next section specifies how support for the extension affects the behavior of a server and client SMTP. Expires November 1994 [Page 2] Internet Draft SMTP 8bit-MIMEtransport May 1994 4. The 8bit-MIMEtransport service extension When a client SMTP wishes to submit (using the MAIL command) a content body consisting of a MIME message containing arbitrary lines of octet-aligned material, it first issues the EHLO command to the server SMTP. If the server SMTP responds with code 250 to the EHLO command, and the response includes the EHLO keyword value 8BITMIME, then the server SMTP is indicating that it supports the extended MAIL command and will accept MIME messages containing arbitrary octet-aligned material. The extended MAIL command is issued by a client SMTP when it wishes to transmit a content body consisting of a MIME message containing arbitrary lines of octet-aligned material. The syntax for this command is identical to the MAIL command in [1], except that a BODY parameter must appear after the address. Only one BODY parameter may be used in a single MAIL command. The complete syntax of this extended command is defined in [5]. The esmtp-keyword is BODY and the syntax for esmtp-value is given by the syntax for body-value shown above. The value associated with the BODY parameter indicates whether the content body which will be passed using the DATA command consists of a MIME message containing some arbitrary octet- aligned material ("8BITMIME") or is encoded entirely in accordance with [1] ("7BIT"). A server which supports the 8-bit MIME transport service extension shall preserve all bits in each octet passed using the DATA command. Naturally, the usual SMTP data-stuffing algorithm applies so that a content which contains the five-character sequence of <CR> <LF> <DOT> <CR> <LF> or a content that begins with the three-character sequence of <DOT> <CR> <LF> does not prematurely terminate the transfer of the content. Further, it should be noted that the CR-LF pair immediately Expires November 1994 [Page 3] Internet Draft SMTP 8bit-MIMEtransport May 1994 preceeding the final dot is considered part of the content. Finally, although the content body contains arbitrary lines of octet-aligned material, the length of each line (number of octets between two CR-LF pairs), is still subject to SMTP server line length restrictions (which may allow as few as 1000 octets on a single line). This restriction means that this extension MAY provide the necessary facilities for transferring a MIME object with the 8BIT content-transfer- encoding, it DOES NOT provide a means of transferring an object with the BINARY content-transfer-encoding. Once a server SMTP supporting the 8bit-MIMEtransport service extension accepts a content body containing octets with the high-order (8th) bit set, the server SMTP must deliver or relay the content in such a way as to preserve all bits in each octet. If a server SMTP does not support the 8-bit MIME transport extension (either by not responding with code 250 to the EHLO command, or by not including the EHLO keyword value 8BITMIME in its response), then the client SMTP must not, under any circumstances, attempt to transfer a content which contains characters outside the US ASCII octet range (hex 00-7F). A client SMTP has two options in this case: first, it may implement a gateway transformation to convert the message into valid 7bit MIME, or second, or may treat this as a permanent error and handle it in the usual manner for delivery failures. The specifics of the transformation from 8bit MIME to 7bit MIME are not described by this RFC; the conversion is nevertheless constrained in the following ways: (1) it must cause no loss of information; MIME transport encodings must be employed as needed to insure this is the case, and (2) the resulting message must be valid 7bit MIME. 5. Usage Example The following dialogue illustrates the use of the 8bit- MIMEtransport service extension: S: <wait for connection on TCP port 25> Expires November 1994 [Page 4] Internet Draft SMTP 8bit-MIMEtransport May 1994 C: <open connection to server> S: 220 dbc.mtview.ca.us SMTP service ready C: EHLO ymir.claremont.edu S: 250-dbc.mtview.ca.us says hello S: 250 8BITMIME C: MAIL FROM:<ned@ymir.claremont.edu> BODY=8BITMIME S: 250 <ned@ymir.claremont.edu>... Sender and 8BITMIME ok C: RCPT TO:<mrose@dbc.mtview.ca.us> S: 250 <mrose@dbc.mtview.ca.us>... Recipient ok C: DATA S: 354 Send 8BITMIME message, ending in CRLF.CRLF. ... C: . S: 250 OK C: QUIT S: 250 Goodbye 6. Security Considerations This RFC does not discuss security issues and is not believed to raise any security issues not already endemic in electronic mail and present in fully conforming implementations of [1]. 7. Acknowledgements This document represents a synthesis of the ideas of many people and reactions to the ideas and proposals of others. Randall Atkinson, Craig Everhart, Risto Kankkunen, and Greg Vaudreuil contributed ideas and text sufficient to be considered co-authors. Other important suggestions, text, or encouragement came from Harald Alvestrand, Jim Conklin, Mark Crispin, Frank da Cruz, 'Olafur Gudmundsson, Per Hedeland, Christian Huitma, Neil Katin, Eliot Lear, Harold A. Miller, Keith Moore, Dan Oscarsson, Julian Onions, Neil Rickert, John Wagner, Rayan Zachariassen, and the contributions of the entire IETF SMTP Working Group. Of course, none of the individuals are necessarily responsible for the combination of ideas represented here. Indeed, in some cases, the response to a particular criticism was to accept the problem identification but to include an entirely different solution from the one originally proposed. Expires November 1994 [Page 5] Internet Draft SMTP 8bit-MIMEtransport May 1994 8. References [1] J.B. Postel. Simple Mail Transfer Protocol. Request for Comments 821, (August, 1982). [2] D.H. Crocker. Standard for the Format of ARPA Internet Text Messages. Request for Comments 822, (August, 1982). [3] N.S. Borenstein, N. Freed. Multipurpose Internet Mail Extensions. Request for Comments 1521, (September, 1993). [4] K. Moore. Representation of Non-ASCII Text in Internet Message Headers. Request for Comments 1522, (September, 1993). [5] M.T. Rose, E.A. Stefferud, D.H. Crocker, J.C. Klensin, N. Freed. SMTP Service Extensions. Internet-Draft, (May, 1994). [6] C. Partridge. Mail Routing and the Domain System. Request for Comments 974, (January, 1986). Expires November 1994 [Page 6] Internet Draft SMTP 8bit-MIMEtransport May 1994 9. Chair, Editor, and Author Addresses John Klensin, WG Chair United Nations University P.O. Box 500, Charles Street Station Boston, MA 02114-0500 USA tel: +1 617 227 8747 fax: +1 617 491 6266 email: klensin@infoods.unu.edu Ned Freed, Editor Innosoft International, Inc. 1050 East Garvey Avenue South West Covina, CA 91790 USA tel: +1 818 919 3600 fax: +1 818 919 3614 email: ned@innosoft.com Marshall T. Rose Dover Beach Consulting, Inc. 420 Whisman Court Moutain View, CA 94043-2186 USA tel: +1 415 968 1052 fax: +1 415 968 2510 email: mrose@dbc.mtview.ca.us Einar A. Stefferud Network Management Associates, Inc. 17301 Drey Lane Huntington Beach, CA, 92647-5615 USA tel: +1 714 842 3711 fax: +1 714 848 2091 email: stef@nma.com Dave Crocker Silicon Graphics, Inc. 2011 N. Shoreline Blvd. P.O. Box 7311 Mountain View, CA 94039 USA tel: +1 415 390 1804 fax: +1 415 962 8404 email: dcrocker@sgi.com Expires November 1994 [Page 7]
Network Working Group John Klensin, WG Chair Internet Draft Ned Freed, Editor <draft-ietf-smtpext-size-01.txt> Keith Moore SMTP Service Extension for Message Size Declaration May, 6, 1994 Status of this Memo This document is an Internet-Draft. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six months. Internet-Drafts may be updated, replaced, or obsoleted by other documents at any time. It is not appropriate to use Internet-Drafts as reference material or to cite them other than as a working draft or work in progress. To learn the current status of any Internet-Draft, please check the 1id-abstracts.txt listing contained in the Internet-Drafts Shadow Directories on ds.internic.net, nic.nordu.net, ftp.isi.edu, or munnari.oz.au. This draft is intended to supercede RFC 1427. 1. Abstract This memo defines an extension to the SMTP service whereby an SMTP client and server may interact to give the server an opportunity to decline to accept a message (perhaps temporarily) based on the client's estimate of the message size. 2. Introduction The MIME extensions to the Internet message protocol provide for the transmission of many kinds of data which were previously unsupported in Internet mail. One expected result of the use of MIME is that SMTP will be expected to carry a much wider range of message sizes than was previously the case. This has an impact on the amount of resources (e.g. disk space) required by a system acting as a server. This memo uses the mechanism defined in [5] to define extensions to the SMTP service whereby a client ("sender-SMTP") may declare the size of a particular message to a server ("receiver-SMTP"), after which the server may indicate to the client that it is or is not willing to accept the message based on the declared message size and whereby a server ("receiver-SMTP") may declare the maximum message size it is willing to Expires November 1994 [Page 1] Internet Draft SMTP Size Declaration May 1994 accept to a client ("sender-SMTP"). 3. Framework for the Size Declaration Extension The following service extension is therefore defined: (1) the name of the SMTP service extension is "Message Size Declaration"; (2) the EHLO keyword value associated with this extension is "SIZE"; (3) one optional parameter is allowed with this EHLO keyword value, a decimal number indicating the fixed maximum message size in bytes that the server will accept. The syntax of the parameter is as follows, using the augmented BNF notation of [2]: size-param ::= [1*DIGIT] A parameter value of 0 (zero) indicates that no fixed maximum message size is in force. If the parameter is omitted no information is conveyed about the server's fixed maximum message size; (4) one optional parameter using the keyword "SIZE" is added to the MAIL FROM command. The value associated with this parameter is a decimal number indicating the size of the message that is to be transmitted. The syntax of the value is as follows, using the augmented BNF notation of [2]: size-value ::= 1*DIGIT (5) no additional SMTP verbs are defined by this extension. The remainder of this memo specifies how support for the extension affects the behavior of an SMTP client and server. 4. The Message Size Declaration service extension An SMTP server may have a fixed upper limit on message size. Any attempt by a client to transfer a message which is larger than this fixed upper limit will fail. In addition, a server normally has limited space with which to store incoming messages. Transfer of a message may therefore also fail due to a lack of storage space, but might succeed at a later time. A client using the unextended SMTP protocol defined in [1], can only be informed of such failures after transmitting the entire message to the server (which discards the transferred message). If, however, both client and server support the Message Size Declaration service Expires November 1994 [Page 2] Internet Draft SMTP Size Declaration May 1994 extension, such conditions may be detected before any transfer is attempted. An SMTP client wishing to relay a large content may issue the EHLO command to start an SMTP session, to determine if the server supports any of several service extensions. If the server responds with code 250 to the EHLO command, and the response includes the EHLO keyword value SIZE, then the Message Size Declaration extension is supported. If a numeric parameter follows the SIZE keyword value of the EHLO response, it indicates the size of the largest message that the server is willing to accept. Any attempt by a client to transfer a message which is larger than this limit will be rejected with a permanent failure (552) reply code. A server that supports the Message Size Declaration extension will accept the extended version of the MAIL command described below. When supported by the server, a client may use the extended MAIL command (instead of the MAIL command as defined in [1]) to declare an estimate of the size of a message it wishes to transfer. The server may then return an appropriate error code if it determines that an attempt to transfer a message of that size would fail. 5. Definitions The message size is defined as the number of octets, including CR-LF pairs, but not the SMTP DATA command's terminating dot or doubled quoting dots, to be transmitted by the SMTP client after receiving reply code 354 to the DATA command. The fixed maximum message size is defined as the message size of the largest message that a server is ever willing to accept. An attempt to transfer any message larger than the fixed maximum message size will always fail. The fixed maximum message size may be an implementation artifact of the SMTP server, or it may be chosen by the administrator of the server. The declared message size is defined as a client's estimate of the message size for a particular message. 6. The extended MAIL command The extended MAIL command is issued by a client when it wishes to inform a server of the size of the message to be sent. The extended MAIL command is identical to the MAIL command as defined in [1], except that a SIZE parameter appears after the address. The complete syntax of this extended command is defined in [5]. The esmtp-keyword is "SIZE" and the syntax for esmtp-value is given by the Expires November 1994 [Page 3] Internet Draft SMTP Size Declaration May 1994 syntax for size-value shown above. The value associated with the SIZE parameter is a decimal representation of the declared message size in octets. This number should include the message header, body, and the CR-LF sequences between lines, but not the SMTP DATA command's terminating dot or doubled quoting dots. Only one SIZE parameter may be specified in a single MAIL command. Ideally, the declared message size is equal to the true message size. However, since exact computation of the message size may be infeasable, the client may use a heuristically-derived estimate. Such heuristics should be chosen so that the declared message size is usually larger than the actual message size. (This has the effect of making the counting or non-counting of SMTP DATA dots largely an academic point.) NOTE: Servers MUST NOT use the SIZE parameter to determine end of content in the DATA command. 6.1 Server action on receipt of the extended MAIL command Upon receipt of an extended MAIL command containing a SIZE parameter, a server should determine whether the declared message size exceeds its fixed maximum message size. If the declared message size is smaller than the fixed maximum message size, the server may also wish to determine whether sufficient resources are available to buffer a message of the declared message size and to maintain it in stable storage, until the message can be delivered or relayed to each of its recipients. A server may respond to the extended MAIL command with any of the error codes defined in [1] for the MAIL command. In addition, one of the following error codes may be returned: (1) If the server currently lacks sufficient resources to accept a message of the indicated size, but may be able to accept the message at a later time, it responds with code "452 insufficient system storage". (2) If the indicated size is larger than the server's fixed maximum message size, the server responds with code "552 message size exceeds fixed maximium message size". A server is permitted, but not required, to accept a message which is, in fact, larger than declared in the extended MAIL command, such as might occur if the client employed a size-estimation heuristic which was inaccurate. Expires November 1994 [Page 4] Internet Draft SMTP Size Declaration May 1994 6.2 Client action on receiving response to extended MAIL command The client, upon receiving the server's response to the extended MAIL command, acts as follows: (1) If the code "452 insufficient system storage" is returned, the client should next send either a RSET command (if it wishes to attempt to send other messages) or a QUIT command. The client should then repeat the attempt to send the message to the server at a later time. (2) If the code "552 message exceeds fixed maximum message size" is received, the client should immediately send either a RSET command (if it wishes to attempt to send additional messages), or a QUIT command. The client should then declare the message undeliverable and return appropriate notification to the sender (if a sender address was present in the MAIL command). A successful (250) reply code in response to the extended MAIL command does not constitute an absolute guarantee that the message transfer will succeed. SMTP clients using the extended MAIL command must still be prepared to handle both temporary and permanent error reply codes (including codes 452 and 552), either immediately after issuing the DATA command, or after transfer of the message. 6.3 Messages larger than the declared size. Once a server has agreed (via the extended MAIL command) to accept a message of a particular size, it should not return a 552 reply code after the transfer phase of the DATA command, unless the actual size of the message transferred is greater than the declared message size. A server may also choose to accept a message which is somewhat larger than the declared message size. A client is permitted to declare a message to be smaller than its actual size. However, in this case, a successful (250) reply code is no assurance that the server will accept the message or has sufficient resources to do so. The server may reject such a message after its DATA transfer. 6.4 Per-recipient rejection based on message size. A server that implements this extension may return a 452 or 552 reply code in response to a RCPT command, based on its unwillingness to accept a message of the declared size for a particular recipient. (1) If a 452 code is returned, the client may requeue the message for later delivery to the same recipient. Expires November 1994 [Page 5] Internet Draft SMTP Size Declaration May 1994 (2) If a 552 code is returned, the client may not requeue the message for later delivery to the same recipient. 7. Minimal usage A "minimal" client may use this extension to simply compare its (perhaps estimated) size of the message that it wishes to relay, with the server's fixed maximum message size (from the parameter to the SIZE keyword in the EHLO response), to determine whether the server will ever accept the message. Such an implementation need not declare message sizes via the extended MAIL command. However, neither will it be able to discover temporary limits on message size due to server resource limitations, nor per-recipient limitations on message size. A minimal server that employs this service extension may simply use the SIZE keyword value to inform the client of the size of the largest message it will accept, or to inform the client that there is no fixed limit on message size. Such a server must accept the extended MAIL command and return a 552 reply code if the client's declared size exceeds its fixed size limit (if any), but it need not detect "temporary" limitations on message size. The numeric parameter to the EHLO SIZE keyword is optional. If the parameter is omitted entirely it indicates that the server does not advertise a fixed maximum message size. A server that returns the SIZE keyword with no parameter in response to the EHLO command may not issue a positive (250) response to an extended MAIL command containing a SIZE specification without first checking to see if sufficient resources are available to transfer a message of the declared size, and to retain it in stable storage until it can be relayed or delivered to its recipients. If possible, the server should actually reserve sufficient storage space to transfer the message. 8. Example The following example illustrates the use of size declaration with some permanent and temporary failures. S: <wait for connection on TCP port 25> C: <open connection to server> S: 220 sigurd.innosoft.com -- Server SMTP (PMDF V4.2-6 #1992) C: EHLO ymir.claremont.edu S: 250-sigurd.innosoft.com S: 250-EXPN S: 250-HELP S: 250 SIZE 1000000 C: MAIL FROM:<ned@thor.innosoft.com> SIZE=500000 S: 250 Address Ok. C: RCPT TO:<ned@innosoft.com> Expires November 1994 [Page 6] Internet Draft SMTP Size Declaration May 1994 S: 250 ned@innosoft.com OK; can accomodate 500000 byte message C: RCPT TO:<ned@ymir.claremont.edu> S: 552 Channel size limit exceeded: ned@YMIR.CLAREMONT.EDU C: RCPT TO:<ned@hmcvax.claremont.edu> S: 452 Insufficient channel storage: ned@hmcvax.CLAREMONT.EDU C: DATA S: 354 Send message, ending in CRLF.CRLF. ... C: . S: 250 Some recipients OK C: QUIT S: 250 Goodbye 9. Security considerations The size declaration extensions described in this memo can conceivably be used to facilitate crude service denial attacks. Specifically, both the information contained in the SIZE parameter and use of the extended MAIL command make it somewhat quicker and easier to devise an efficacious service denial attack. However, unless implementations are very weak, these extensions do not create any vulnerability that has not always existed with SMTP. In addition, no issues are addressed involving trusted systems and possible release of information via the mechanisms described in this RFC. 10. Acknowledgements This document was derived from an earlier Working Group draft contribution. Jim Conklin, Dave Crocker, Neil Katin, Eliot Lear, Marshall T. Rose, and Einar Stefferud provided extensive comments in response to earlier drafts of both this and the previous memo. 11. References [1] J. B. Postel. Simple Mail Transfer Protocol. Request for Comments 821, August 1982. [2] D. H. Crocker. Standard for the Format of ARPA Internet Text Messages. Request for Comments 822, August 1982. [3] N. S. Borenstein, N. Freed. Multipurpose Internet Mail Extensions. Request for Comments 1521, September 1993. [4] K. Moore. Representation of Non-ASCII Text in Internet Message Headers. Request for Comments 1522, September 1993. [5] M. T. Rose, E. A. Stefferud, D. H. Crocker, John C. Klensin, Ned Freed. SMTP Service Extensions. Internet-draft, May 1994. Expires November 1994 [Page 7] Internet Draft SMTP Size Declaration May 1994 [6] C. Partridge. Mail Routing and the Domain System. Request for Comments 974, January 1986. 12. Chair, editor, and author addresses John Klensin, WG Chair United Nations University P.O. Box 500, Charles Street Station Boston, MA 02114-0500 USA tel: +1 617 227 8747 fax: +1 617 491 6266 email: klensin@infoods.unu.edu Ned Freed, Editor Innosoft International, Inc. 1050 East Garvey Avenue South West Covina, CA 91790 USA tel: +1 818 919 3600 fax: +1 818 919 3614 email: ned@innosoft.com Keith Moore Computer Science Dept. University of Tennessee 107 Ayres Hall Knoxville, TN 37996-1301 USA email: moore@cs.utk.edu Expires November 1994 [Page 8]
Network Working Group John Klensin, WG Chair Internet Draft Ned Freed <draft-ietf-smtpext-pipeline-01.txt> SMTP Service Extension for Command Pipelining May 6, 1994 Status of this Memo This document is an Internet-Draft. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet- Drafts. Internet-Drafts are draft documents valid for a maximum of six months. Internet-Drafts may be updated, replaced, or obsoleted by other documents at any time. It is not appropriate to use Internet-Drafts as reference material or to cite them other than as a "working draft" or "work in progress". To learn the current status of any Internet-Draft, please check the 1id-abstracts.txt listing contained in the Internet-Drafts Shadow Directories on ds.internic.net, nic.nordu.net, ftp.isi.edu, or munnari.oz.au. 1. Abstract This memo defines an extension to the SMTP service whereby a server can indicate the extent of its ability to accept multiple commands in a single TCP send operation. Using a single TCP send operation for multiple commands can improve SMTP performance significantly. 2. Introduction Although SMTP is widely and robustly deployed, certain extensions may nevertheless prove useful. In particular, many parts of the Internet make use of high latency network links. SMTP's intrinsic one command-one response structure is Internet Draft SMTP Pipelining May 1994 significantly penalized by high latency links, often to the point where the factors contributing to overall connection time are dominated by the time spent waiting for responses to individual commands (turnaround time). In the best of all worlds it would be possible to simply deploy SMTP client software that makes use of command pipelining: batching up multiple commands into single TCP send operations. Unfortunately, the original SMTP specification [1] did not explicitly state that SMTP servers must support this. As a result a non-trivial number of Internet SMTP servers cannot adequately handle command pipelining. Flaws known to exist in deployed servers include: (1) Connection handoff and buffer flushes in the middle of the SMTP dialogue. Creation of server processes for incoming SMTP connections is a useful, obvious, and harmless implementation technique. However, some SMTP servers defer process forking and connection handoff until some intermediate point in the SMTP dialogue. When this is done material read from the TCP connection and kept in process buffers can be lost. (2) Flushing the TCP input buffer when an SMTP command fails. SMTP commands often fail but there is no reason to flush the TCP input buffer when this happens. Nevertheless, some SMTP servers do this. (3) Improper processing and promulgation of SMTP command failures. For example, some SMTP servers will refuse to accept a DATA command if the last RCPT TO command fails, paying no attention to the success or failure of prior RCPT TO command results. Other servers will accept a DATA command even when all previous RCPT TO commands have failed. Although it is possible to accomodate this sort of behavior in a client that employs command pipelining, it does complicate the construction of the client unnecessarily. This memo uses the mechanism described in [2] to define an extension to the SMTP service whereby an SMTP server can declare that it is capable of handling pipelined commands. The SMTP client can then check for this declaration and use pipelining only when the server declares itself capable of handling it. Expires November 1994 [Page 2] Internet Draft SMTP Pipelining May 1994 3. Framework for the Command Pipelining Extension The Command Pipelining extension is defined as follows: (1) the name of the SMTP service extension is Pipelining; (2) the EHLO keyword value associated with the extension is PIPELINING; (3) no parameter is used with the PIPELINING EHLO keyword; (4) no additional parameters are added to either the MAIL FROM or RCPT TO commands. (5) no additional SMTP verbs are defined by this extension; and, (6) the next section specifies how support for the extension affects the behavior of a server and client SMTP. 4. The Pipelining Service Extension When a client SMTP wishes to employ command pipelining, it first issues the EHLO command to the server SMTP. If the server SMTP responds with code 250 to the EHLO command, and the response includes the EHLO keyword value PIPELINING, then the server SMTP has indicated that it can accomodate SMTP command pipelining. 4.1. Client use of pipelining Once the client SMTP has confirmed that support exists for the pipelining extension, the client SMTP may then elect to transmit groups of SMTP commands in batches without waiting for a response to each individual command. In particular, the commands RSET, MAIL FROM, SEND FROM, SOML FROM, SAML FROM, and RCPT TO can all appear anywhere in a pipelined command group. The EHLO, DATA, VRFY, EXPN, TURN, QUIT, and NOOP commands can only appear as the last command in a group since their success or failure produces a change of state which the client SMTP must accomodate. (NOOP is included in this group so it can be used as a synchronization point.) Expires November 1994 [Page 3] Internet Draft SMTP Pipelining May 1994 Additional commands added by other SMTP extensions may only appear as the last command in a group unless otherwise specified by the extensions that define the commands. Client SMTP implementations that employ pipelining MUST check all statuses associated with each command in the group. For example, if none of the RCPT TO recipient addresses were accepted the client must then check the response to the DATA command. If the DATA command was properly rejected the client SMTP can just issue RSET, but if the DATA command was accepted the client SMTP should send a single dot. Command status MUST be coordinated with responses by counting each separate response and correlating that count with the number of commands known to have been issued. Multiline responses MUST be supported. Matching on the basis of either the error code value or associated text is expressly forbidden. Client SMTP implementations MAY elect to operate in a nonblocking fashion, processing server responses immediately upon receipt. If nonblocking operation is not supported, however, client SMTP implementations MUST also check the TCP window size and make sure that each group of commands fits entirely within the window. The window size is usually, but not always, 4K octets. Failure to perform this check can lead to deadlock conditions. 4.2. Server support of pipelining A server SMTP implementation that offers the pipelining extension: (1) MUST NOT flush or otherwise lose the contents of the TCP input buffer under any circumstances whatsoever. (2) SHOULD issue a positive response to the DATA command if and only if one or more valid RCPT TO addresses have been previously received. (3) MUST NOT, after issuing a positive response to a DATA command with no valid recipients and subsequently receiving an empty message, send any message whatsoever to anyone. Expires November 1994 [Page 4] Internet Draft SMTP Pipelining May 1994 (4) SHOULD elect to store command responses to RSET, MAIL FROM, SEND FROM, SOML FROM, SAML FROM, and RCPT TO in an internal buffer so they can sent as a unit. (5) MUST NOT confuse responses to multiple commands with multiline responses. Each command requires one or more lines of response, the last line not containing a dash between the response code and the response string. (6) MUST NOT buffer responses to EHLO, DATA, VRFY, EXPN, TURN, QUIT, and NOOP. (7) MUST NOT buffer responses to unrecognized commands. (8) MUST send all pending responses immediately whenever the local TCP input buffer is emptied. (9) MUST NOT make assumptions about commands that are yet to be received. (10) SHOULD issue response text that indicates, either implicitly or explicitly, what command the response matches. The overriding intent of these server requirements is to make it as easy as possible for servers to conform to these pipelining extensions. 5. Examples Consider the following SMTP dialogue that does not use pipelining: S: <wait for open connection> C: <open connection to server> S: 220 innosoft.com SMTP service ready C: HELO dbc.mtview.ca.us S: 250 innosoft.com C: MAIL FROM:<mrose@dbc.mtview.ca.us> S: 250 sender <mrose@dbc.mtview.ca.us> OK C: RCPT TO:<ned@innosoft.com> S: 250 recipient <ned@innosoft.com> OK C: RCPT TO:<dan@innosoft.com> S: 250 recipient <dan@innosoft.com> OK C: RCPT TO:<kvc@innosoft.com> Expires November 1994 [Page 5] Internet Draft SMTP Pipelining May 1994 S: 250 recipient <kvc@innosoft.com> OK C: DATA S: 354 enter mail, end with line containing only "." ... C: . S: 250 message sent C: QUIT S: 250 goodbye The client waits for a server response a total of 9 times in this simple example. But if pipelining is employed the following dialogue is possible: S: <wait for open connection> C: <open connection to server> S: 220 innosoft.com SMTP service ready C: EHLO dbc.mtview.ca.us S: 250-innosoft.com S: 250 PIPELINING C: MAIL FROM:<mrose@dbc.mtview.ca.us> C: RCPT TO:<ned@innosoft.com> C: RCPT TO:<dan@innosoft.com> C: RCPT TO:<kvc@innosoft.com> C: DATA S: 250 sender <mrose@dbc.mtview.ca.us> OK S: 250 recipient <ned@innosoft.com> OK S: 250 recipient <dan@innosoft.com> OK S: 250 recipient <kvc@innosoft.com> OK S: 354 enter mail, end with line containing only "." ... C: . C: QUIT S: 250 message sent S: 250 goodbye The total number of turnarounds has been reduced from 9 to 4. The next example illustrates one possible form of behavior when pipelining is used and all recipients are rejected: S: <wait for open connection> C: <open connection to server> S: 220 innosoft.com SMTP service ready C: EHLO dbc.mtview.ca.us S: 250-innosoft.com Expires November 1994 [Page 6] Internet Draft SMTP Pipelining May 1994 S: 250 PIPELINING C: MAIL FROM:<mrose@dbc.mtview.ca.us> C: RCPT TO:<nsb@thumper.bellcore.com> C: RCPT TO:<galvin@tis.com> C: DATA S: 250 sender <mrose@dbc.mtview.ca.us> OK S: 550 remote mail to <nsb@thumper.bellore.com> not allowed S: 550 remote mail to <galvin@tis.com> not allowed S: 550 no valid recipients given C: QUIT S: 250 goodbye The client SMTP waits for the server 4 times here as well. If the server SMTP does not check for at least one valid recipient prior to accepting the DATA command, the following dialogue would result: S: <wait for open connection> C: <open connection to server> S: 220 innosoft.com SMTP service ready C: EHLO dbc.mtview.ca.us S: 250-innosoft.com S: 250 PIPELINING C: MAIL FROM:<mrose@dbc.mtview.ca.us> C: RCPT TO:<nsb@thumper.bellcore.com> C: RCPT TO:<galvin@tis.com> C: DATA S: 250 sender <mrose@dbc.mtview.ca.us> OK S: 550 remote mail to <nsb@thumper.bellore.com> not allowed S: 550 remote mail to <galvin@tis.com> not allowed S: 354 enter mail, end with line containing only "." ... C: . C: QUIT S: 550 no valid recipients S: 250 goodbye 6. Security Considerations This RFC does not discuss security issues and is not believed to raise any security issues not endemic in electronic mail and present in fully conforming implementations of [1]. Expires November 1994 [Page 7] Internet Draft SMTP Pipelining May 1994 7. Acknowledgements This document is based on the SMTP service extension model presented in RFC 1425. Marshall Rose's description of SMTP command pipelining in his book "The Internet Message" also served as a source of inspiration for this extension. 8. References [1] J.B. Postel. Simple Mail Transfer Protocol. Request for Comments 821, (August, 1982). [2] J.C. Klensin, N. Freed, M.T. Rose, E.A. Stefferud, D.H. Crocker. SMTP Service Extensions. Internet-draft, (May, 1994). Expires November 1994 [Page 8] Internet Draft SMTP Pipelining May 1994 9. Chair and Author Addresses John Klensin, WG Chair United Nations University P.O. Box 500, Charles Street Station Boston, MA 02114-0500 USA tel: +1 617 227 8747 fax: +1 617 491 6266 email: klensin@infoods.unu.edu Ned Freed Innosoft International, Inc. 1050 East Garvey Avenue South West Covina, CA 91790 USA tel: +1 818 919 3600 fax: +1 818 919 3614 email: ned@innosoft.com Expires November 1994 [Page 9]